Branch Auditor

Employment Type

: Full-Time


: Accounting

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AVP - Internal Auditor (Branch Banking)

New York, NY

Job Summary:

In this position, you will be responsible for performing oversight of the branch audits, working with the branch audit team in developing audit scope based on risk & control assessments, reviewing testing and discussing issues with stakeholders. You will primarily be focused on branch audits, and you may participate on operations, compliance, retail banking or risk management audits in the future.

You will be expected to maintain a positive and collaborative relationship with coworkers and stakeholders. In addition to overseeing branch audits, you will perform the annual risk assessment of the branches, monitor emerging risks & regulatory guidance, review audit and regulatory issue validations, and monitor industry developments. This position has high visibility and provides significant opportunities to network with senior retail banking executives. This position manages the branch audit team and reports into a Deputy Chief Internal Auditor.

Essential Duties and Responsibilities:

The AVP of Audit will work collaboratively with the Deputy Chief Internal Auditor to perform branch audits. The successful candidate will be a proactive and collaborative participant during the audit lifecycle and will be closely involved with the Planning, Fieldwork and Reporting audit phases.

  • Perform detailed planning and execution of audits under the supervision of the Chief Internal Auditor and /or Deputy Chief Internal Auditors.
  • Meet with stakeholders to address their questions and to discuss audit issues.
  • Maintain ongoing dialog with key stakeholders regarding risks identified and necessary improvement to the control framework.
  • Verify prompt and adequate resolution of issues raised by the Bank's management, regulators and Internal Audit.
  • Provide guidance to less experienced staff to enhance their risk awareness and audit expertise.
  • Build effective working relationships across the Bank.
  • Work on special projects and ad hoc assignments.

Skills, Education and Experience:

  • BA/BS in Accounting, Finance or related field of study.
  • Applicable certification is required (CPA, CIA, CAMS, etc.).
  • 8+ years of audit experience, including managerial experience.
  • Knowledge of retail banking products and applicable regulatory requirements.
  • Able to evaluate lines of business, independently perform walkthroughs, propose testing scope, and execute testing autonomously with minimal guidance.
  • Strong interpersonal skills for interfacing with all levels of Internal Audit, business management and external stakeholders.
  • A proven reputation and record of accomplishment for acting with complete confidentiality and the highest integrity and professionalism.
  • Proven knowledge of auditing standards and procedures.

Additional Skills:

  • High attention to detail along with excellent problem solving and analytical skills.
  • Strong written and verbal communication skills.
  • Advanced use of Microsoft Office products (Excel and Word).
  • Sound independent judgment.
Apple Bank offers Medical/Dental, Vision, 401k and Tuition Reimbursement to full time employees.


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