- Steve H Edelstein Consulting
10 Bayside Terrace
Job Description5 - 10 years of experience in Financial Services, preferably Capital Markets.Strong knowledge of equities and listed options and reporting requirementsExperience with OATS and Electronic Blue Sheets from either a compliance or operations background.Strong Regulatory Reporting background - OATS reporting, Blue sheet and SEC Rules.Experience with CAT (Consolidated Audit Trail) is a plusStrong understanding of SEC Rule 613Candidate must know OATS reportable event requirements and order reporting scenarios.Involvement in any phase of the project life cycle from initiation to closure.Experience in the full End to End Systems Delivery Lifecycle (SDLC).Release management for OATS reporting (UAT Testing, Regression Testing, Test Scripts).Deep knowledge of OMS/EMS handling of different classes (Equities/Options) and corresponding trade execution workflows.Document current and proposed future state OATS trade reporting and exception managementDocument proposed future state CAT trade reporting workflowsAudit Trail ExperienceExperience in regulatory reporting processes.Compliance SOP (Standard Operating Procedures).Experience analyzing and documenting business processes and developing solutions.Experience with application migrations (UAT testing, regression testing, test scripts and BRD technical writing).Skilled in developing and executing user acceptance test scripts and defect management.Work with compliance to analyze and respond to regulatory inquiries.Ability to document information and metrics in a concise, accurate and well-presented manner.Excellent communication skills and ability to build relationships at all levels.Release management for OATS reporting (UAT Testing, Regression Testing, Test Scripts).Experience with application migrations (UAT testing, regression testing, test scripts and BRD technical writing).Work with the key stakeholders (Compliance, Legal, Operations, Global Markets Business and IT) to ensure all requirements surrounding the end to end process are clearly understood and appropriate, clear solutions are designed, documented and implementedAbility to work within a team environment, prioritize work-load and adhere to deadlines.Ability to present ideas concisely to various audiences.Highly adaptable to change and well organized.Experience writing documentation using Visio.Development of UAT Strategy and PlanAnalyze future state trade life cycle flows and reporting requirements in order to document required UAT test cases to satisfy reporting obligations, ensuring traceability back to Requirements documentsPerform user acceptance testing. error tracking.escalation and resolution managementGood knowledge of testing tools, issue/defect tracking tools (such as JIRA) and MS Office skills, particularly Visio, Excel and PowerPoint.Work with compliance to analyze and respond to regulatory inquiries.Ability to document information and metrics in a concise, accurate and well-presented manner.Excellent communication skills and ability to build relationships at all levels.Ability to work within a team environment, prioritize workload and adhere to deadlines.BA and PM experience is a plus.by Jobble
* The salary listed in the header is an estimate based on salary data for similar jobs in the same area. Salary or compensation data found in the job description is accurate.
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